Related provisions for SUP 13.7.2
[deleted] 5
The applicable reporting frequencies for data items referred to in SUP 16.12.15 R2 are set out in the table below according to firm type. Reporting frequencies are calculated from a firm'saccounting reference date, unless indicated otherwise.
Firm other than a MIFIDPRU investment firm |
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Solvency statement |
Annually |
Annually |
Annually |
|
FSA029 |
Quarterly |
Quarterly |
Quarterly |
Quarterly |
FSA030 |
Quarterly |
Quarterly |
Quarterly |
Quarterly |
[deleted]94 |
[deleted]94 |
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FSA033 |
Quarterly |
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FSA034 |
Quarterly |
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FSA035 |
Quarterly |
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FSA03895 |
Half yearly 95 |
Half yearly 95 |
Half yearly 95 |
|
FSA039 |
Half yearly |
Half yearly |
Half yearly |
|
FIN067 |
Quarterly (note 3) |
Quarterly (note 3) |
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FIN071 |
Quarterly |
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MIF001 |
Quarterly (note 3) |
Quarterly (note 3) |
Quarterly (note 3) |
|
MIF002 |
Quarterly (note 3) |
Quarterly (note 3) |
Quarterly (note 3) |
|
MIF003 |
Quarterly (note 3) |
Quarterly (note 3) |
Quarterly (note 3) |
|
MIF004 |
Quarterly (note 3) |
Quarterly (note 3) |
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MIF005 |
Quarterly |
Quarterly |
||
MIF006 |
Quarterly (note 3) |
Quarterly (note 3) |
||
MIF007 |
Annually (note 4) |
Annually (note 4) |
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Section A RMAR |
Half yearly (note 1) Quarterly (note 2) |
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Section B RMAR |
Half yearly (note 1) Quarterly (note 2) |
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Section C RMAR |
Half yearly (note 1) Quarterly (note 2) |
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Section D1 RMAR |
Half yearly (note 1) Quarterly (note 2) |
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Section F RMAR |
Half yearly 90 |
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Note 1 |
Annual regulated business revenue up to and including £5 million. |
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Note 2 |
Annual regulated business revenue over £5 million. |
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Note 3 |
Reporting frequencies and reporting periods for this data item are calculated on a calendar year basis and not by reference to the firm’saccounting reference date. The relevant quarters end on the last business day of March, June, September and December. |
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Note 4 |
The reporting period for MIF007 is determined by the date on which the firm reviews its ICARA process under MIFIDPRU 7.8.2R and the submission date that applies under MIFIDPRU 7.8.4R. |
The applicable reporting frequencies for data items referred to in SUP 16.12.22A R are set out in the table below. Reporting frequencies are calculated from a firm'saccounting reference date, unless indicated otherwise.45
Frequency |
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Annual regulated business revenue up to and including £5 million |
Annual regulated business revenue over £5 million |
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Solvency statement |
Annually |
Annually |
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FSA029 |
Quarterly |
Quarterly |
Quarterly |
||
FSA030 |
Quarterly |
Quarterly |
Quarterly |
||
FIN067 |
Quarterly |
Quarterly |
|||
MIF001 |
Quarterly (note 1) |
Quarterly (note 1) |
Quarterly (note 1) |
||
MIF002 |
Quarterly (note 1) |
Quarterly (note 1) |
Quarterly (note 1) |
||
MIF003 |
Quarterly (note 1) |
Quarterly (note 1) |
Quarterly (note 1) |
||
MIF004 |
Quarterly (note 1) |
Quarterly (note 1) |
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MIF005 |
Quarterly |
Quarterly |
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MIF006 |
Quarterly (note 1) |
Quarterly (note 1) |
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MIF007 |
Annually (note 2) |
Annually (note 2) |
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Section A RMAR |
Half yearly |
Quarterly |
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Section B RMAR |
Half yearly |
Quarterly |
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Section C RMAR |
Half yearly |
Quarterly |
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Section D1 RMAR |
Half yearly |
Quarterly |
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Section E RMAR |
Half yearly |
Half yearly |
Half yearly |
Half yearly |
Quarterly |
Section F RMAR |
Half yearly |
Half yearly |
Half yearly |
Half yearly |
Half yearly |
Section G RMAR |
Half yearly |
Half yearly |
Half yearly |
Half yearly |
Half yearly |
Section H RMAR |
Half yearly |
Half yearly |
Half yearly |
Half yearly |
Half yearly |
Section J RMAR |
Annually |
Annually |
Annually |
Annually |
Annually |
Section K RMAR |
Annually |
Annually |
Annually |
Annually |
Annually |
Note 1 |
Reporting frequencies and reporting periods for this data item are calculated on a calendar year basis and not by reference to the firm’saccounting reference date. The relevant quarters end on the last business day of March, June, September and December. |
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Note 2 |
The reporting period for MIF007 is determined by the date on which the firm reviews its ICARA process under MIFIDPRU 7.8.2R and the submission date that applies under MIFIDPRU 7.8.4R. |
The applicable reporting frequencies for data items referred to in SUP 16.12.25A R are set out according to the type of firm2 in the table below. Reporting frequencies are calculated from a firm'saccounting reference date, unless indicated otherwise.
Firm other than a MIFIDPRU investment firm |
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Solvency statement |
Annually |
Annually |
Annually |
|
FSA029 |
Quarterly |
Quarterly |
Quarterly |
Quarterly |
FSA030 |
Quarterly |
Quarterly |
Quarterly |
Quarterly |
[deleted] 94 |
[deleted] 94 |
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FSA033 |
Quarterly |
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FSA034 |
Quarterly |
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FSA035 |
Quarterly |
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FSA039 |
Half yearly |
Half yearly |
Half yearly |
|
FIN071 |
Quarterly |
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MIF001 |
Quarterly (note 3) |
Quarterly (note 3) |
Quarterly (note 3) |
|
MIF002 |
Quarterly (note 3) |
Quarterly (note 3) |
Quarterly (note 3) |
|
MIF003 |
Quarterly (note 3) |
Quarterly (note 3) |
Quarterly (note 3) |
|
MIF004 |
Quarterly (note 3) |
Quarterly (note 3) |
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MIF005 |
Quarterly |
Quarterly |
||
MIF006 |
Quarterly |
Quarterly |
||
MIF007 |
Annually (note 4) |
Annually (note 4) |
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Section A RMAR |
Half yearly (note 1) Quarterly (note 2) |
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Section B RMAR |
Half yearly (note 1) Quarterly (note 2) |
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Section C RMAR |
Half yearly (note 1) Quarterly (note 2) |
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Section D1 RMAR |
Half yearly (note 1) Quarterly (note 2) |
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Section F RMAR |
Half yearly |
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Note 1 |
Annual regulated business revenue up to and including £5 million. |
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Note 2 |
Annual regulated business revenue over £5 million. |
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Note 3 |
Reporting frequencies and reporting periods for this data item are calculated on a calendar year basis and not by reference to the firm’saccounting reference date. The relevant quarters end on the last business day of March, June, September and December. |
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Note 4 |
The reporting period for MIF007 is determined by the date on which the firm reviews its ICARA process under MIFIDPRU 7.8.2R and the submission date that applies under MIFIDPRU 7.8.4R. |
The applicable due dates for submission referred to in SUP 16.12.4 R are set out in the table below. The due dates are the last day of the periods given in the table below following the relevant reporting frequency period set out in SUP 16.12.26 R, unless indicated otherwise13.
Quarterly |
Half yearly |
Annual |
|
Solvency statement |
3 months |
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FSA029 |
(note 1) (note 2) |
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FSA030 |
(note 1) (note 2) |
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[deleted] 94 |
[deleted] 94 |
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FSA033 |
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FSA034 |
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FSA035 |
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FSA039 |
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FIN071 |
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MIF001 |
(note 1) (note 2) |
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MIF002 |
(note 1) (note 2) |
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MIF003 |
(note 1) (note 2) |
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MIF004 |
(note 1) (note 2) |
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MIF005 |
(note 1) (note 2) |
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MIF006 |
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MIF007 |
The submission date that applies under MIFIDPRU 7.8.4R |
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Section A RMAR |
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Section B RMAR |
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Section C RMAR |
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Section D1 RMAR |
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Section F RMAR |
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Note 1 |
For reports relating to the position of an individual firm. |
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Note 2 |
For reports relating to the consolidated situation of an investment firm group. |
Simplified summary of the territorial scope of the regulated mortgage activities for contracts entered into on or after IP completion day65, to be read in conjunction with the rest of this section.
[Note: readers wishing to understand the territorial scope of the regulated mortgage activities for contracts entered into before IP completion day6 may wish to refer to the version of this guidance as at the date on which the relevant contract was entered into.]5
This table belongs to PERG 4.11.8 G
Individual borrower resident and located: |
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in the United Kingdom |
outside the United Kingdom |
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Service provider carrying on regulated activity from establishment in the United Kingdom |
land in the United Kingdom |
Yes |
Yes |
land outside the United Kingdom |
No |
No |
|
Service provider carrying on regulated activity from establishment outside the United Kingdom |
land in the United Kingdom |
Yes |
No |
land outside the United Kingdom |
No |
No |
|
Yes = authorisation or exemption required No = authorisation or exemption not required |